최신ACAMS Association of Certified Anti Money Laundering - CKYCA무료샘플문제

A. They can be held under agreement by professionals as another layer of secrecy.

B. They are a more affordable way of setting up a business in certain countries in the Caribbean.

C. They can't be traced to a central registry because whoever carries them is the purported owner.

D. They are an excellent, quick effective way to set up a business in Delaware, Nevada, and Wyoming

E. Tax haven countries and their strict secrecy laws can further conceal the true ownership.

A. identifying and reporting suspicious transactions.

B. fulfilling senior management's obligations.

C. complying with bank's internal policies and procedures.

D. understanding the nature and purpose of the customer relationship.

A. Company's website

B. Articles of incorporation

C. Financial statements

D. Utility bill

A. They are in a physical paper form and ownership is controlled by the person who possesses the physical paper in hand.

B. They can be used to mask the true owner and actual business purpose.

C. There is no major risk from a financial crime perspective? they are legitimate business instrument and that's why they are legal all around the world including in the United States, and Europe.

D. The trustee can use a trust in order to commit financial crime.

A. Request of additional information with respect to a client's behavior

B. Disclosure of inside information based on KYC knowledge of a specific client

C. Disclosure of information to a regulatory body

D. Disclosure of a suspicious transaction report to the subject of that report

A. Premeditated Controls

B. Detective Controls.

C. Incorrect Controls

D. Corrective controls.

E. Preventative Controls.

A. Financial.

B. Insurance.

C. Reputational.

D. Regulatory.

A. Communication with the customer should only be performed by the AML officer.

B. Communication with the customer should be performed on a secure phone line.

C. Discussions with the customer should focus on the nature of the due diligence request.

D. Discussions with the customer should refrain from tipping off the customer.

A. No.

B. Most.

C. Yes.